Compliance is more complex than ever in the current business landscape. Information is dispersed across multiple sources and manually managing it slows you down and increases the risk of error. D&B Onboard provides a single point of access to information and tools to more easily research and make compliance decisions.
Performing Client Due Diligence (CDD), which includes undertaking enquiries, completing records, maintaining records for new business, track name changes, transfers of interest, changes in structure, and evaluating AML risk
Ensuring CDD is carried out in line with AML regulations, Company Guidelines, Policies
Producing, reviewing and remediating AML reports for board
Keeping up to date with AML legislation, guidance, and relevant jurisdiction
Assisting with roll out of staff training for AML/Combating the Financing of Terrorism (CFT)
Consideration and submission of Suspicious Activity Reports
Authorizing new accounts, account changes, and payments where links to Politically Exposed Persons (PEPs) have been identified
Investigating specified anti-money laundering referrals made by business areas
Authorizing new accounts, account changes, and payments where links to PEPs have been identified.
Investigation of specified anti-money laundering referrals made by business areas
Checking for any potential cases of fraud against Prospective or existing Suppliers / Customers
Conducting research for equities, fixed income, loans, capital markets, broking, trading and other financial services departments
Reviewing diverse sources of information for answering research requests
Conducting local and international legal and non-legal research
Conducting research and preparing reports on clients, potential clients, peer groups/comparable, and industries/sectors
Preparing diligence materials including pitch books, teasers, introductory emails, presentations, information memorandums, and data rooms
Interacting with investors/ acquirers/ partners on client mandates, including identification, communications and negotiations
Project management of the deal execution process including negotiations, documentation, diligence, and managing 3rd party advisors
D&B Onboard leverages the Dun & Bradstreet Data Cloud - the world’s most comprehensive business data and analytical insights. This compliance solution provides deep, live business identity insight with more than 330 million business records, that is updated on a continuous basis. Itis relied on by more than 90% of the Fortune 500™ companies as well as US and UK government entities. D&B Onboard returns robust firmographic, operational and financial data and checks against OFAC, AML, PEPs watchlists and other compliance sources, so you can verify the business and determine if it is accurately representing itself.